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Galen A. Miller

Ameriprise Financial Services, LLC

Rye Brook, NY

White Plains, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-08
  • NY RA
    APPROVED
    Since 2021-07-08

Branch Locations

800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States

White Plains, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rye Brook NY 07/2012 03/2020
Ameriprise Financial Services, Llc Rye Brook NY 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-02
  • S66 Uniform Combined State Law Examination
    2007-10-02
Designations

View on SEC IAPD

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HAWKS POINT CAPITAL PARTNERS LLC
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CADENT ENERGY PARTNERS
BEACON FINANCIAL ADVISORS
CAMP EIGHT MANAGEMENT, INC.

Other Investors

JESSICA MICHELLE DEMLER
MARTHA L RAGHUNAUTH
MASAHIRO ALBERTO YAMAZAKI
JONATHAN MARC NADLER
Connor Brett Abernathy
BENJAMIN DAVIS ROBINS
RONALD M ROBINS
Jason Auerbach

Other Offices

SCHULTZE ASSET MANAGEMENT, LP · RYE BROOK, NY
MEYER HANDELMAN COMPANY LLC · RYE BROOK, NY
RESOLUTION CAPITAL (US) LIMITED · RYE BROOK, NY
HAWKS POINT CAPITAL PARTNERS LLC · RYE BROOK, NY
OXLER PRIVATE WEALTH · RYE BROOK, NY
CADENT ENERGY PARTNERS · RYE BROOK, NY
BEACON FINANCIAL ADVISORS · RYE BROOK, NY
CAMP EIGHT MANAGEMENT, INC. · RYE BROOK, NY

More in Rye Brook, NY

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