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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-04 |
Branch Locations
15240 W Sunset Blvd, Pacific Palisades, CA 90272 • United States
350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Pacific Palisades | CA | 03/2011 | Present |
| Wells Fargo Advisors Llc | Malibu | CA | 04/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pacific Palisades | CA | 11/2016 | Present |
PRIVATE TEACHER/TUTOR AND PROFESSIONAL MUSICIAN/DRUMMER. NON-INVESTMENT RELATED. DEMO PERSON/ HAND OUT SAMPLES/INFORMATION ON NATURA PET FOOD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-05 |
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