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Peter Isaac Wilson

Wells Fargo Clearing Services, LLC

Bellevue, WA

Seattle, WA

Bellevue, WA

Redmond, WA

CRD 5209796

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-10
WA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2012-07-10
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

2201 156Th Ave Ne, Bellevue, WA 98007 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States

8502 160Th Ave Ne, Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Bellevue WA 06/2005 Present
Wells Fargo Advisors Llc Bellevue WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bellevue WA 11/2016 Present
  • 06/2005 → Present
    Wells Fargo Bank, N.A.
    Bellevue, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Bellevue, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Bellevue, WA
Previous Registrations
  • 2006-12-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Tacoma, WA
    Bellevue, WA
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-04
  • S66 Uniform Combined State Law Examination
    2006-12-04
Designations
  • Certified Financial Planner

View on SEC IAPD

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