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Timothy Robert Frey

Robert W. Baird & Co. Incorporated

Anchorage, AK

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-12-01
AK RA APPROVED 2017-11-30
TX RA APPROVED 2017-11-30
  • FL RA
    APPROVED
    Since 2017-12-01
  • AK RA
    APPROVED
    Since 2017-11-30
  • TX RA
    APPROVED
    Since 2017-11-30

Branch Locations

3800 Centerpoint Drive #1120, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Eugene OR 01/2011 11/2016
Wells Fargo Clearing Services, Llc Eugene OR 11/2016 11/2017
Robert Baird Anchorage AK 11/2017 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Eugene, OR
  • 11/2016 → 11/2017
    Wells Fargo Clearing Services, Llc
    Eugene, OR
  • 11/2017 → Present
    Robert Baird
    Anchorage, AK
Previous Registrations
  • 2011-01-03 → 2017-12-05
    Wells Fargo Clearing Services, Llc
    Portland, OR
    Eugene, OR
    Eugene, OR
    Eugene, OR
    Eugene, OR
    Anchorage, AK
    Anchorage, AK
  • 2006-12-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Corvallis, OR
    Eugene, OR
    Cottage Grove, OR
    Eugene, OR
    Eugene, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-29
  • S66 Uniform Combined State Law Examination
    2006-11-29

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
LPL FINANCIAL LLC · Anchorage, AK
THRIVENT INVESTMENT MANAGEMENT INC. · ANCHORAGE, AK
EDWARD JONES · ANCHORAGE, AK
PFS INVESTMENTS INC. · ANCHORAGE, AK
CETERA INVESTMENT ADVISERS LLC · ANCHORAGE, AK
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