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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-15
  • CA RA
    APPROVED
    Since 2024-05-15

Branch Locations

465 Division Street Ne, Salem, OR 97301-2437 • United States

Happy Valley, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sea Life Differently Happy Valley OR 07/2004 Present
Bank Of The West Portland OR 06/2012 08/2017
Bancwest Investment Services Portland OR 06/2012 08/2017
Umpqua Investments Portland OR 08/2017 04/2021
Umpqua Bank Portland OR 08/2017 04/2023
Ameriprise Financial Services, Llc Salem OR 10/2023 Present
  • 07/2004 → Present
    Sea Life Differently
    Happy Valley, OR
  • 06/2012 → 08/2017
    Bank Of The West
    Portland, OR
  • 06/2012 → 08/2017
    Bancwest Investment Services
    Portland, OR
  • 08/2017 → 04/2021
    Umpqua Investments
    Portland, OR
  • 08/2017 → 04/2023
    Umpqua Bank
    Portland, OR
  • 10/2023 → Present
    Salem, OR
Previous Registrations
  • 2017-08-10 → 2023-03-07
    Steward Partners Investment Solutions, Llc
    Portland, OR
    Portland, OR
  • 2012-06-19 → 2017-08-11
    Bancwest Investment Services, Inc.
    Portland, OR
  • 2011-05-12 → 2012-06-19
    Clackamas, OR
  • 2011-01-03 → 2011-05-10
    Portland, OR
  • 2006-12-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Newberg, OR
    Portland, OR
    Newberg, OR
    Portland, OR
Other Businesses

Real Estate Ownership; Single Family; 12305 SE Juniper St, , Milwaukie, OR, 97222; Not Investment-Related; 07/01/2015. Business Ownership; Saw Life Differently; Owner; Hobby business; 13580 SE Greenwood Ct, , Happy Valley, OR, 97015; Not Investment-Related; 06/01/2023; 10 to 19 hours per month; 0 during trading hours / Sea Life Differently; Owner; Hobby Business; 13580 SE Greenwood Ct, , Happy Valley, OR, 97015; Not Investment-Related; 05/01/2005; 0 hours per month; 0 during trading hours. Board of Directors; Junior Achievement; Board Member; 7830SE Foster Rd, , Portland, OR, 97206; Not Investment-Related; 03/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-30
  • S66 Uniform Combined State Law Examination
    2006-11-30
Designations
Other Names
  • David M Budd
  • David Budd

View on SEC IAPD

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