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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-15 |
Branch Locations
465 Division Street Ne, Salem, OR 97301-2437 • United States
Happy Valley, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sea Life Differently | Happy Valley | OR | 07/2004 | Present |
| Bank Of The West | Portland | OR | 06/2012 | 08/2017 |
| Bancwest Investment Services | Portland | OR | 06/2012 | 08/2017 |
| Umpqua Investments | Portland | OR | 08/2017 | 04/2021 |
| Umpqua Bank | Portland | OR | 08/2017 | 04/2023 |
| Ameriprise Financial Services, Llc | Salem | OR | 10/2023 | Present |
Real Estate Ownership; Single Family; 12305 SE Juniper St, , Milwaukie, OR, 97222; Not Investment-Related; 07/01/2015. Business Ownership; Saw Life Differently; Owner; Hobby business; 13580 SE Greenwood Ct, , Happy Valley, OR, 97015; Not Investment-Related; 06/01/2023; 10 to 19 hours per month; 0 during trading hours / Sea Life Differently; Owner; Hobby Business; 13580 SE Greenwood Ct, , Happy Valley, OR, 97015; Not Investment-Related; 05/01/2005; 0 hours per month; 0 during trading hours. Board of Directors; Junior Achievement; Board Member; 7830SE Foster Rd, , Portland, OR, 97206; Not Investment-Related; 03/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-30 |
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