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Christine Annette Schlicker

Cetera Investment Advisers LLC

Heber Springs, AR

CRD 5209673

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • AR RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

315 Wilburn Road, Heber Springs, AR 72543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integrity Financial Heber Springs AR 01/2005 Present
Voya Financial Advisors Heber Springs AR 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2005 → Present
    Integrity Financial
    Heber Springs, AR
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Heber Springs, AR
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:Integrity Financial, Inc.; Yes; 122 W MAIN; HEBER SPRINGS; AR; 72543; Financial Services/dba; president; 1/1/2005; 160; 160; sales and service of fixed insurance products, and securities|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 122 W MAIN; HEBER SPRINGS; AR; 72543; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2005; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-09
S63 Uniform Securities Agent State Law Examination 2006-09-01
  • S65 Uniform Investment Adviser Law Examination
    2007-04-09
  • S63 Uniform Securities Agent State Law Examination
    2006-09-01
Other Names
  • Christine Annette Schlicker

View on SEC IAPD

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