Best Investors
Account
Sign in
Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank, Ssb | Lone Tree | CO | 11/2007 | Present |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/1999 | Present |
1) Jubilee Fellowship Church | not investment related | Lone Tree, Colorado | start date 10/01/2019 | Toddler Ministries Lead | working with ministries team as a lead in the toddler room | less than 20 hours per month | none during securities trading hours. 2) Start Date = 10-01-10| Lee Ann Dansby Rental Property| homeowner| aurora, CO| Hours/Month = Less than 20| Own this home and renting out/Rental Property| Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-23 |
Reach out to this advisor