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Kyu Beom Kim

LPl Financial LLC

Santa Clarita, CA

Valencia, CA

CRD 5209238

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-01
  • CA RA
    APPROVED
    Since 2022-11-01

Branch Locations

Santa Clarita, CA • United States

27200 Tourney Rd, Suite 310, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Envision Wealth Management Valencia CA 06/2003 Present
Lpl Financial Valencia CA 06/2003 01/2022
Lpl Financial Llc Valencia CA 12/2009 Present
  • 06/2003 → Present
    Envision Wealth Management
    Valencia, CA
  • 06/2003 → 01/2022
    Lpl Financial
    Valencia, CA
  • 12/2009 → Present
    Lpl Financial Llc
    Valencia, CA
Other Businesses

1)01/25/2022 - ENVISION WEALTH MANAGEMENT - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
  • S66 Uniform Combined State Law Examination
    2022-10-28
Other Names
  • Kyu Kim

View on SEC IAPD

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