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Michael Thomas Scharff

State Farm Investment Management Corp.

Oshkosh, WI

CRD 5209192

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-11-06
  • WI RA
    APPROVED
    Since 2019-11-06

Branch Locations

Oshkosh, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Oshkosh WI 08/2016 Present
State Farm Insurance Oshkosh WI 08/2016 Present
State Farm Investment Management Corp. Oshkosh WI 11/2019 Present
Other Businesses

1) ST JUDE THE APOSTLE CATHOLIC PARISH; NON-INVESTMENT-RELATED; 1025 W. 5TH AVE OSHKOSH, WI 54902; CHURCH; TRUSTEE/SECRETARY; 07/31/2013; 6 HR/MO; NONE DURING TRADING HOURS; SIT ON THE PARISH COUNCIL, FINANCE COUNCIL, AND HAVE CHECK WRITING PRIVELEGES. 2) Wisconsin Neighbor Conduit; non-investment-related; 954 Janesville Street, Suite 2, Oregon, WI 53575; Association/Committee/Council; Board Member; no title; 3/1/22; 2; 0; The Wisconsin Neighbor Conduit is an organization that receives a contribution of money, deposits the contribution in an account held by the person, and releases the contribution to a candidate committee, legislative campaign committee, political party, or political action committee at the direction of the contributor.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-07
  • S63 Uniform Securities Agent State Law Examination
    2006-10-07
Designations
  • Chartered Financial Consultant
Other Names
  • Mike Scharff

View on SEC IAPD

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