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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-03-17 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
West Chester, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Los Angeles | CA | 09/2015 | 01/2021 |
| American Funds | Los Angeles | CA | 01/2021 | 01/2024 |
| Capital Group/Capital Client Group, Inc. | Los Angeles | CA | 01/2024 | Present |
Name of the other business: PA Rebels Baseball Academy - Baseball Fundamentals LLC / Is the business Investment Related: No / The address of the other business: , West Chester PA 19382 / The nature of the other business: Baseball batting cages and training / Your position/title: member of LLC / Start date: 7/1/2021 / The number of hours/month you devote to the other business: 10-20 (0-5 per week) / The number of hours during securities trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-15 |
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