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Fabricio Cruz

Td Private Client Wealth LLC

Greenville, SC

Portland, ME

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-11-12
ND RA APPROVED 2025-03-03
OR RA APPROVED 2025-03-01
AK RA APPROVED 2025-02-28
IA RA APPROVED 2025-02-28
WV RA APPROVED 2025-02-28
AR RA APPROVED 2025-02-27
IN RA APPROVED 2025-02-27
MS RA APPROVED 2025-02-27
MT RA APPROVED 2025-02-27
OK RA APPROVED 2025-02-27
RI RA APPROVED 2025-02-27
SD RA APPROVED 2025-02-27
AZ RA APPROVED 2025-02-26
KS RA APPROVED 2025-02-26
MN RA APPROVED 2025-02-26
NE RA APPROVED 2025-02-26
NV RA APPROVED 2025-02-26
NM RA APPROVED 2025-02-26
NY RA APPROVED 2025-02-26
CO RA APPROVED 2025-02-18
MI RA APPROVED 2025-02-18
OH RA APPROVED 2025-02-18
DE RA APPROVED 2025-02-17
FL RA APPROVED 2025-02-14
HI RA APPROVED 2025-02-14
ID RA APPROVED 2025-02-14
IL RA APPROVED 2025-02-14
KY RA APPROVED 2025-02-14
ME RA APPROVED 2025-02-14
PA RA APPROVED 2025-02-14
VT RA APPROVED 2025-02-14
VA RA APPROVED 2025-02-14
WI RA APPROVED 2025-02-14
AL RA APPROVED 2025-02-13
CA RA APPROVED 2025-02-13
LA RA APPROVED 2025-02-13
MD RA APPROVED 2025-02-13
MO RA APPROVED 2025-02-13
NJ RA APPROVED 2025-02-13
TX RA APPROVED_RES 2025-02-13
UT RA APPROVED 2025-02-13
WA RA APPROVED 2025-02-13
WY RA APPROVED 2025-02-13
CT RA APPROVED 2022-10-31
NH RA APPROVED 2022-10-31
SC RA APPROVED 2022-10-31
NC RA APPROVED 2021-12-21
  • GA RA
    APPROVED
    Since 2025-11-12
  • ND RA
    APPROVED
    Since 2025-03-03
  • OR RA
    APPROVED
    Since 2025-03-01
  • AK RA
    APPROVED
    Since 2025-02-28
  • IA RA
    APPROVED
    Since 2025-02-28
  • WV RA
    APPROVED
    Since 2025-02-28
  • AR RA
    APPROVED
    Since 2025-02-27
  • IN RA
    APPROVED
    Since 2025-02-27
  • MS RA
    APPROVED
    Since 2025-02-27
  • MT RA
    APPROVED
    Since 2025-02-27
  • OK RA
    APPROVED
    Since 2025-02-27
  • RI RA
    APPROVED
    Since 2025-02-27
  • SD RA
    APPROVED
    Since 2025-02-27
  • AZ RA
    APPROVED
    Since 2025-02-26
  • KS RA
    APPROVED
    Since 2025-02-26
  • MN RA
    APPROVED
    Since 2025-02-26
  • NE RA
    APPROVED
    Since 2025-02-26
  • NV RA
    APPROVED
    Since 2025-02-26
  • NM RA
    APPROVED
    Since 2025-02-26
  • NY RA
    APPROVED
    Since 2025-02-26
  • CO RA
    APPROVED
    Since 2025-02-18
  • MI RA
    APPROVED
    Since 2025-02-18
  • OH RA
    APPROVED
    Since 2025-02-18
  • DE RA
    APPROVED
    Since 2025-02-17
  • FL RA
    APPROVED
    Since 2025-02-14
  • HI RA
    APPROVED
    Since 2025-02-14
  • ID RA
    APPROVED
    Since 2025-02-14
  • IL RA
    APPROVED
    Since 2025-02-14
  • KY RA
    APPROVED
    Since 2025-02-14
  • ME RA
    APPROVED
    Since 2025-02-14
  • PA RA
    APPROVED
    Since 2025-02-14
  • VT RA
    APPROVED
    Since 2025-02-14
  • VA RA
    APPROVED
    Since 2025-02-14
  • WI RA
    APPROVED
    Since 2025-02-14
  • AL RA
    APPROVED
    Since 2025-02-13
  • CA RA
    APPROVED
    Since 2025-02-13
  • LA RA
    APPROVED
    Since 2025-02-13
  • MD RA
    APPROVED
    Since 2025-02-13
  • MO RA
    APPROVED
    Since 2025-02-13
  • NJ RA
    APPROVED
    Since 2025-02-13
  • TX RA
    APPROVED_RES
    Since 2025-02-13
  • UT RA
    APPROVED
    Since 2025-02-13
  • WA RA
    APPROVED
    Since 2025-02-13
  • WY RA
    APPROVED
    Since 2025-02-13
  • CT RA
    APPROVED
    Since 2022-10-31
  • NH RA
    APPROVED
    Since 2022-10-31
  • SC RA
    APPROVED
    Since 2022-10-31
  • NC RA
    APPROVED
    Since 2021-12-21

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

1 Portland Square, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance New York NY 09/2014 12/2016
Td Private Client Wealth Llc Greenville SC 10/2018 Present
Td Bank Greenville SC 07/2016 08/2018
Td Bank N.A. Greenville SC 08/2022 Present
  • 09/2014 → 12/2016
    Royal Alliance
    New York, NY
  • 10/2018 → Present
    Td Private Client Wealth Llc
    Greenville, SC
  • 07/2016 → 08/2018
    Td Bank
    Greenville, SC
  • 08/2022 → Present
    Td Bank N.A.
    Greenville, SC
Other Businesses

Bryant & Stratton College not investment related 110 Broadway Buffalo, NY 14203 Education Adjunct Professor 01/16/2026 3 hours a week 0 hours during my trading hours I teach Macroeconomics 1 day a week via remote learning.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-20
S63 Uniform Securities Agent State Law Examination 2014-08-29
  • S65 Uniform Investment Adviser Law Examination
    2021-12-20
  • S63 Uniform Securities Agent State Law Examination
    2014-08-29
Other Names
  • Fab Cruz

View on SEC IAPD

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