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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-10-10 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chesterfield | MI | 03/2012 | Present |
I*4556277 Entity Type: N/A Name of OBA: Rental Property - 11-May-26 - 1 Address: Chesterfield, Michigan, 48047 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 07/06/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-10 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-23 |
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