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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-10-10
  • MI RA
    APPROVED
    Since 2012-10-10

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chesterfield MI 03/2012 Present
Previous Registrations
  • 2010-02-22 → 2011-12-21
    Farmington Hills, MI
    Farmington Hills, MI
    Purchase, NY
Other Businesses

I*4556277 Entity Type: N/A Name of OBA: Rental Property - 11-May-26 - 1 Address: Chesterfield, Michigan, 48047 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 07/06/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-10
S65 Uniform Investment Adviser Law Examination 2001-05-07
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S66 Uniform Combined State Law Examination
    2009-02-10
  • S65 Uniform Investment Adviser Law Examination
    2001-05-07
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Other Names
  • Darryl Edward Deriemacker

View on SEC IAPD

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