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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-12 |
Branch Locations
100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States
712 Main St 5Th Floor - South, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 05/2009 | 01/2018 |
| Bank Of America, N.A. | Houston | TX | 12/2009 | 01/2018 |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 01/2018 | Present |
| Jpmorgan Securities, Llc. | Dallas | TX | 01/2018 | Present |
Entity Name: 2026 Family Trust Investment related: No Address: AUSTIN, TX Nature of the other business: Trust Position/Title/Relationship: Advisor/Officer Start Date: 07/29/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Acting as co-Trustee of this Family Trust. Entity Name: THE DANIEL P AND ANNETTE B GORDON FOUNDATION Investment related: Yes Address: 109 Houston, TX Nature of the other business: Private Foundation that gives money to various charitable causes. Position/Title/Relationship: Advisor Start Date: 01-Jan-2015 Approximate # of hours a month: 10 Approximate # of hours during securities trading hours: 5 Briefly describe your duties: Board Member I*82196 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOLOCAUST MUSEUM HOUSTON INVESTMENT RELATED: N ADDRESS OF BUSINESS: 5401 CAROLINE ST., HOUSTON, TEXAS 77004 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 6/30/2015 NUMBER OF HOURS DEVOTED: 15 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 8 DUTIES: MEMBER OF FINANCE COMMITTEE AND RELEVANT SUB-COMMITTEES OF THE MUSEUM Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-03 |
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