Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-09-14
  • SC RA
    APPROVED
    Since 2017-09-14

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Fort Mill, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Co Of America Shelton CT 10/2009 03/2017
Prudential Annuities Distributors, Inc Shelton CT 11/2009 03/2017
Unemployed Milford CT 04/2017 09/2017
Lpl Financial Llc Fort Mill SC 09/2017 Present
  • 10/2009 → 03/2017
    Prudential Insurance Co Of America
    Shelton, CT
  • 11/2009 → 03/2017
    Prudential Annuities Distributors, Inc
    Shelton, CT
  • 04/2017 → 09/2017
    Unemployed
    Milford, CT
  • 09/2017 → Present
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
S63 Uniform Securities Agent State Law Examination 2006-10-16
  • S66 Uniform Combined State Law Examination
    2006-12-29
  • S63 Uniform Securities Agent State Law Examination
    2006-10-16
Other Names
  • Deryl S. Wells

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor