Best Investors Account Sign in

Charles P Diekmann

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 5208043

Claim This Profile
Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-17
CO RA APPROVED 2025-06-16
  • TX RA
    APPROVED_RES
    Since 2025-06-17
  • CO RA
    APPROVED
    Since 2025-06-16

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 08/2006 Present
Schwab Wealth Advisory, Inc Lone Tree CO 06/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-16
S63 Uniform Securities Agent State Law Examination 2006-10-09
  • S66 Uniform Combined State Law Examination
    2014-06-16
  • S63 Uniform Securities Agent State Law Examination
    2006-10-09

View on SEC IAPD

More in Lone Tree, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor