Nicole A Walker

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 10/2001 → 08/2017
  Famous Dave'S Of America
  Minneapolis, MN
• 05/2007 → 06/2025
  Lpl Financial Llc
  Plymouth, MN
• 09/2007 → Present
  Wealth Enhancement Brokerage Services, Llc
  Plymouth, MN
• 08/2006 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN

Previous Registrations

• 2007-09-18 → 2011-05-19
  Lpl Financial Llc
  Plymouth, MN
  Plymouth, MN

Other Businesses

02/05/2009 - Wealth Enhancement Advisory Services, LLC - INV REL - Registered Investment Advisor - NO TIME SPENT -

Exams

• S66 Uniform Combined State Law Examination
  2007-09-14