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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-07 |
| VA | RA | APPROVED | 2020-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Arlington | VA | 10/2013 | 11/2016 |
| Wells Fargo Bank Na | Arlington | VA | 01/2011 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Arlington | VA | 11/2016 | 12/2018 |
| Hsbc Securities Usa Inc | Arlington | VA | 06/2018 | 04/2020 |
| Hsbc Bank Usa Na | Arlington | VA | 06/2018 | 04/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Inco | Fairfax | VA | 04/2020 | Present |
| Bank Of America, N.A. | Fairfax | VA | 04/2020 | Present |
I*10812 For profit or not for profit: Name of outside business organization: YAN ZHI HUANG Investment related: Address of business: SPRINGFIELD, Virginia 22153 Nature of business: , Position, title, association: , Start date of relationship: 4/1/2020 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-29 |
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