Raymond Chi Hon Pai

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  Lpl Financial, Llc
  Orange, CA
• 04/2022 → Present
  Sagemint Weatlh
  Orange, CA
• 07/2016 → 03/2022
  Unemployed
  Lake Forest, CA

Previous Registrations

• 2011-07-25 → 2016-03-31
  National Planning Corporation
  Los Angeles, CA
• 2010-06-24 → 2011-08-02
  Msi Financial Services, Inc.
  Los Angeles, CA
• 2006-12-14 → 2009-07-23
  Msi Financial Services, Inc.
  Irvine, CA
  San Diego, CA
• 2006-10-17 → 2006-12-19
  Securian Financial Services, Inc.
  Newport Beach, CA

Other Businesses

4/2022 - DBA for LPL Business (entity for LPL business) - SageMint Wealth - Investment Related - Orange, CA 92868

Exams

• S66 Uniform Combined State Law Examination
  2022-05-05

Designations

• Certified Financial Planner

Other Names

• Raymond Chi Hon Pai
• Raymond Chi Hon Pai
• Ray C Pai