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Emily Stater Duerfeldt

Fisher Investments

Plano, TX

Tampa, FL

CRD 5207911

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-24
FL RA APPROVED 2020-06-19
  • TX RA
    APPROVED_RES
    Since 2023-08-24
  • FL RA
    APPROVED
    Since 2020-06-19

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Boulevard, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Tampa FL 06/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-02
  • S66 Uniform Combined State Law Examination
    2006-11-02
Other Names
  • Emily Diane Stater
  • Emily S Duerfeldt

View on SEC IAPD

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