Richard Thomas Childs

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Raymond James Financial Services
  Dallas, TX
• 05/2009 → Present
  Raymond James Financial Services Advisors, Inc.
  Dallas, TX

Previous Registrations

• 2006-11-14 → 2009-05-13
  Ubs Financial Services Inc.
  Dallas, TX

Other Businesses

(1)Name of Business: Synergy Wealth Advisors, LLC Address: 10670 N Central Expy Ste 505, Dallas, TX, 75231, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/02/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company

Exams

• S66 Uniform Combined State Law Examination
  2006-11-13

Designations

• Certified Financial Planner

Other Names

• Richard Childs