Daniel Carlos Rodriguez

Current Employers

Employment History

• 02/2015 → 09/2023
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 02/2015 → 11/2017
  Girard Securities
  Fort Lauderdale, FL
• 10/2017 → 08/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 09/2023 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Plantation, FL

Previous Registrations

• 2015-02-16 → 2023-10-27
  United Capital Financial Advisors
  Ft Lauderdale, FL
  Ft Lauderdale, FL
• 2013-05-08 → 2015-02-09
  Equitable Advisors, Llc
  Ft. Lauderdale, FL
• 2007-06-04 → 2013-05-02
  Voya Financial Advisors, Inc.
  Fort Lauderdale, FL

Other Businesses

1. 1746 W SCHOOL ST LLC POSITION: Non-managing member NATURE: LLC I would be a non-managing member of the LLC, which is a real estate investment in an apartment building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2025 ADDRESS: 9190 Sunset Dr Miami FL 33173 DESCRIPTION: I would be investing in the LLC to purchase an apartment building with 4 units. 2. JAMES MYERS, INC POSITION: Loan grantor NATURE: S-corp I would be providing a loan to the S-corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 19931 SW 82nd Pl Miami FL 33189 DESCRIPTION: I would be loaning the S-Corp money to create an income-producing rental property. 3.RABSCO, LLC POSITION: Member NATURE: LLC, Investment related INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2023 ADDRESS: 21884 Reflection Lane, Boca Raton FL 33428, United States DESCRIPTION: General administrative duties only.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-11-06
• S65 Uniform Investment Adviser Law Examination
  2006-09-29