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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-20 |
| IN | RA | APPROVED | 2016-01-28 |
| NJ | RA | APPROVED | 2010-04-08 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Morristown | NJ | 02/2016 | 01/2018 |
| Morgan Stanley | Indianapolis | IN | 02/2016 | 01/2018 |
| Morgan Stanley | Indianapolis | IN | 01/2018 | Present |
| Morgan Stanley | Morristown | NJ | 01/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-12 |
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