Lewis Alan Wexler

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Tiaa
  Buffalo, NY
• 03/2015 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Buffalo, NY

Previous Registrations

• 2012-05-18 → 2015-03-09
  Lpl Financial Llc
  Buffalo, NY
  Buffalo, NY
  North Tonawanda, NY
  Buffalo, NY
  Lockport, NY
  Buffalo, NY
  Buffalo, NY
• 2011-02-11 → 2012-05-15
  Hsbc Securities (Usa) Inc.
  Buffalo, NY
• 2009-10-23 → 2010-12-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hamburg, NY
  Buffalo, NY
  Orchard Park, NY
  Buffalo, NY
  Williamsville, NY
  Latham, NY
• 2006-10-19 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Buffalo, NY
  Hamburg, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Elma, NY
  W. Seneca, NY
  Hamburg, NY
  Hamburg, NY
  Orchard Park, NY
  E. Aurora, NY

Other Businesses

1) TURNINGS BY LEWIS / NON-INVESTMENT RELATED / Home Address, GETZVILLE, NY 14068 / MANUFACTURING / OWNER / 11/21/13 / 7 HRS/MO - NONE DURING SECURITIES TRADING HOURS / HOBBY WOODWORKING AND SALE OF GOODS PRODUCED 2) Self - Notary Public; Getzville, NY; Start date: 6/11/2012.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-18

Other Names

• Lewis Wexler