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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-19 |
| PA | RA | APPROVED | 2017-04-28 |
Branch Locations
1700 Market Street 32Nd Floor/Suite 3222, Philadelphia, PA 19103 • United States
Deptford, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities Inc | Dedham | MA | 02/2017 | 04/2017 |
| Tiaa | Philadelphia | PA | 04/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 04/2017 | Present |
| Pnc Investments | Philadelphia | PA | 06/2011 | 02/2017 |
SJS PODCAST POSITION: Podcaster NATURE: My partner and I want to start a podcast talking about true crime, supernatural subjects, basic South Jersey happenings, general neighborhood topics. This would be run from our home. There is no compensation or advertising sales. I would NOT discuss my employment with TIAA, financial items, controversial subjects, no politics, I would not state I am an employee of TIAA, I would not be providing any financial advice. No sales at all. This is simply a hobby project. We plan to post to YouTube and maybe Soundcloud. This will be recorded and run on my personal time only. No illegal subjects will be discussed. My partner works in film and has nothing to do with finance. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2025 ADDRESS: Home Address, Deptford NJ 08096, United States DESCRIPTION: Topic research and speaking about topics
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-11 |
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