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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-16 |
| IL | RA | APPROVED | 2026-06-12 |
| SC | RA | APPROVED | 2026-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Chicago | IL | 08/2017 | 12/2017 |
| Bmo Financial Group | Chicago | IL | 01/2018 | 03/2020 |
| Bmo Investment Distributors, Llc | Chicago | IL | 01/2018 | 03/2020 |
| Jp Morgan Securities, Llc | Chicago | IL | 03/2020 | 09/2021 |
| Jp Morgan Chase Bank, N.A. | Chicago | IL | 03/2020 | 09/2021 |
| Optionshouse | Chicago | IL | 03/2014 | 08/2017 |
| Sentinus Halo Securities, Llc | Chicago | IL | 09/2021 | 05/2023 |
| Sentinus, Llc | Chicago | IL | 09/2022 | 05/2023 |
| Oppenheimer & Co. Inc. | Chicago | IL | 01/2025 | 09/2025 |
| Unemployed | Elmhurst | IL | 05/2023 | 01/2025 |
| Lpl Financial Llc | Fort Mill | SC | 05/2026 | Present |
| Umemployed | Elmhurst | IL | 09/2025 | 05/2026 |
1: 06/2026 - Big Monkey Breaks, LLC - Business Owner - Not Inv Related - 10 Hours/Month - 0 Hour During Trading - Elmhurst, IL - OBA Start Date: 08/22/2023.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-22 |
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