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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-16
IL RA APPROVED 2026-06-12
SC RA APPROVED 2026-06-12
  • TX RA
    APPROVED_RES
    Since 2026-06-16
  • IL RA
    APPROVED
    Since 2026-06-12
  • SC RA
    APPROVED
    Since 2026-06-12

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Elmhurst, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Chicago IL 08/2017 12/2017
Bmo Financial Group Chicago IL 01/2018 03/2020
Bmo Investment Distributors, Llc Chicago IL 01/2018 03/2020
Jp Morgan Securities, Llc Chicago IL 03/2020 09/2021
Jp Morgan Chase Bank, N.A. Chicago IL 03/2020 09/2021
Optionshouse Chicago IL 03/2014 08/2017
Sentinus Halo Securities, Llc Chicago IL 09/2021 05/2023
Sentinus, Llc Chicago IL 09/2022 05/2023
Oppenheimer & Co. Inc. Chicago IL 01/2025 09/2025
Unemployed Elmhurst IL 05/2023 01/2025
Lpl Financial Llc Fort Mill SC 05/2026 Present
Umemployed Elmhurst IL 09/2025 05/2026
  • 08/2017 → 12/2017
    E*Trade Securities Llc
    Chicago, IL
  • 01/2018 → 03/2020
    Bmo Financial Group
    Chicago, IL
  • 01/2018 → 03/2020
    Bmo Investment Distributors, Llc
    Chicago, IL
  • 03/2020 → 09/2021
    Chicago, IL
  • 03/2020 → 09/2021
    Jp Morgan Chase Bank, N.A.
    Chicago, IL
  • 03/2014 → 08/2017
    Optionshouse
    Chicago, IL
  • 09/2021 → 05/2023
    Sentinus Halo Securities, Llc
    Chicago, IL
  • 09/2022 → 05/2023
    Sentinus, Llc
    Chicago, IL
  • 01/2025 → 09/2025
    Chicago, IL
  • 05/2023 → 01/2025
    Unemployed
    Elmhurst, IL
  • 05/2026 → Present
    Fort Mill, SC
  • 09/2025 → 05/2026
    Umemployed
    Elmhurst, IL
Previous Registrations
  • 2025-01-22 → 2025-09-19
    Chicago, IL
  • 2022-09-09 → 2023-05-22
    Chicago, IL
    Oakbrook, IL
  • 2021-05-03 → 2021-09-11
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Columbus, OH
  • 2012-10-01 → 2014-03-26
    Oak Park, IL
    Chicago, IL
  • 2009-09-29 → 2012-10-01
    Chase Investment Services Corp.
    Park Ridge, IL
    Park Ridge, IL
    Schiller Park, IL
    Norridge, IL
    Chicago, IL
    Park Ridge,, IL
    Oak Park, IL
Other Businesses

1: 06/2026 - Big Monkey Breaks, LLC - Business Owner - Not Inv Related - 10 Hours/Month - 0 Hour During Trading - Elmhurst, IL - OBA Start Date: 08/22/2023.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-29
S63 Uniform Securities Agent State Law Examination 2006-09-22
  • S65 Uniform Investment Adviser Law Examination
    2020-08-29
  • S63 Uniform Securities Agent State Law Examination
    2006-09-22
Other Names
  • John C Ericson
  • John Ericson

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