Russell Anthony Ballew

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Raymond James Financial Services,Inc
  Tracy, CA
• 11/2014 → Present
  Raymond James Financial Services Advisors Inc.
  Tracy, CA

Previous Registrations

• 2013-09-10 → 2014-11-18
  Raymond James & Associates, Inc.
  Chapel Hill, NC
  Modesto, CA
  Raleigh, NC
• 2006-11-29 → 2013-08-09
  Ubs Financial Services Inc.
  Stockton, CA

Other Businesses

(1)Name of Business: Address: 1944 Goldfinch Way, Manteca, CA, 95337, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 11/10/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the author of Propitiate the Gods. (2)Name of Business: Wellspring Capital Partners, LLC. Address: 145 W 10th St Ste 185, Tracy, CA, 95376-3970, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 10/31/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is the LLC through which I engage in business with the world.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-28

Other Names

• Russell Ballew