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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-06 |
| CO | RA | APPROVED | 2021-08-16 |
| CA | RA | APPROVED | 2017-05-04 |
Branch Locations
3506 Old Santa Rita Rd, Pleasanton, CA 94588 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank N.A. | San Ramon | CA | 05/2009 | 03/2017 |
| Jp Morgan Securities Llc | Pleasanton | CA | 03/2017 | Present |
Entity Name: HQ Acquisitions LLC Investment related: No Address: DALY CITY, CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/17/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: residential real estate ownership and property management. limited role - capital investment funding only
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-06 |
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