Jeffrey Phillip Naiman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  Lpl Financial, Llc
  La Mesa, CA

Other Businesses

1. 6/8/2004: NON-VARIABLE INSURANCE - INSURANCE - LA MESA, CA. 2. 9/12/2013: NON-VARIABLE INSURANCE DBA - TREBLE FINANCIAL - TIME SPENT 15% - LA MESA, CA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-17
• S63 Uniform Securities Agent State Law Examination
  2000-02-08