Jonathan Paul Straub

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 03/2022
  Adviceperiod, Llc
  Los Angeles, CA
• 11/2014 → 02/2022
  B+ Institutional Services, Llc
  Leawood, KS
• 03/2022 → Present
  Mariner Wealth Advisors
  Los Angeles, CA

Previous Registrations

• 2014-01-15 → 2022-03-30
  Adviceperiod, Llc
  Los Angeles, CA
  Los Angeles, CA
• 2007-05-03 → 2014-04-02
  Convergent Wealth Advisors, Llc
  Los Angeles, CA
  Potomac, MD
• 2004-09-22 → 2007-05-03
  Lydian Wealth Management Company, Llc
  Rockville, MD

Other Businesses

1) OpenAdvisor, LLC: Investment Related; 2121 Avenue of the Stars, Suite 2400, Los Angeles, CA 90067; Holding company for registered investment advisers; Named Manager to different holding companies with equity/profits interests in various business-to-business RIA services; November 2013 to present; 0 hrs/month Compensation: equity ownership; no compensation 2)OpenAdvisor Technologies, Inc. Non-investment Related (see description below); 2121 Avenue of the Stars, Suite 2400, Los Angeles, CA 90067; Development of estate planning and legal documentation generation software approximately 20 hrs per month (10 hrs during trading hours) Compensation: equity interest 3) Wellesley Asset Management, Inc.; Investment Related; 20 William Street, Suite 310, Wellesley, MA 02481; Wellesley offers a leveraged convertible bond strategy available through a private placement for accredited investors and qualified clients only; Advisory Board Member; Start date: 03/01/2021; 1 hour per month (1 hour per month during trading hours); Will work with team of advisory board members to offer professional management and growth strategies. 4) Accelerant Law, PLLC; 4301 50th St. NW, Suite 300, Washington, DC; Not Investment Related; Estate Planning Law Practice that will provide legal services to many of AdvicePeriod clients; Director; Start Date 1/2022; 5 hrs during securities trading. 5) Vesper Oaks, LLC; investment related; Manhattan Beach, CA; owner; start date 9/23/25; 1 hour /month, 1 during trading hours; LLC for real estate 6) Headlight Tech, LLC; not investment related; Los Angeles, CA; software; member; start date 1/12/26; 5 hours /month, 1 during trading hours; various roles for AI firm controlled through OpenAdvisor. 7) B+ Institutional Services, LLC; Not investment related, Los Angeles, CA, Co Manager, Start date: 03/01/2014, 1 hour per month, 1 hour during trading hours, Ad hoc advice to the business lead of Betterment for Advisors channel.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-21

Other Names

• Jack Straub
• Jon Straub
• Jonathan Straub