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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

450 East Main, New Iberia, LA 70560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. New Iberia LA 09/2004 09/2025
Lynn Derouen New Iberia LA 06/2000 Present
High School/College New Iberia, Shreveport LA 06/1994 Present
Avantax Advisory Services New Iberia LA 07/2008 09/2025
Avantax Insurance Agency, Llc New Iberia LA 06/2006 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services New Iberia LA 09/2020 09/2025
Index Annuities New Iberia LA 09/2020 Present
Kcs Wealth Advisors, Llc Dba Kore Financial Group New Iberia LA 10/2024 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2004 → 09/2025
    Avantax Investment Services, Inc.
    New Iberia, LA
  • 06/2000 → Present
    Lynn Derouen
    New Iberia, LA
  • 06/1994 → Present
    High School/College
    New Iberia, Shreveport, LA
  • 07/2008 → 09/2025
    Avantax Advisory Services
    New Iberia, LA
  • 06/2006 → 09/2025
    Avantax Insurance Agency, Llc
    New Iberia, LA
  • 09/2020 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    New Iberia, LA
  • 09/2020 → Present
    Index Annuities
    New Iberia, LA
  • 10/2024 → Present
    Kcs Wealth Advisors, Llc Dba Kore Financial Group
    New Iberia, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-07-11 → 2025-09-05
    Avantax Advisory Services
    Lafayette, LA
    New Iberia, LA
    New Iberia, LA
Other Businesses

1) American Cancer Society Pinhook Lafayette LA 70503 Other~4/20/2011~10hrs~5hrs~board member 2) Junior League of Lafayette River Ranch Lafayette LA 70503 Other~6/1/2010~20hrs~5hrs~memb 3) Lynn DeRouen 13 East Main Street New Iberia LA 70560 Professional Services - Business/Individual~Business/Management Consultant~8/24/2004~15hrs~15hrs~answering phones and helping with paperwork 4) DeRouen Financial Management, LLC 3909 Ambassador Caffery Parkway, Building G1 Lafayette LA 70503 Other~Vice; resident; 1/1/2006; 100hrs; 80hrs; operational/marketing name only 5) CHELLEBELLE1812 ART; POSITION: owner NATURE: local art works INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022; 2014 old jeanerette road, New Iberia, LA 70563: I am the painter, along with my mom, of the artwork 6) KCS WEALTH ADVISORS, LLC DBA KORE FINANCIAL GROUP POSITION: Senior Financial Advisor NATURE: Licensed financial professional providing financial services to clients INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 10/16/2024 ADDRESS: 450 E. Main Street, New Iberia LA 70560, United States DESCRIPTION: top 5 job activities include: providing financial services to clients discussing financial aspects of their lives determining appropriate investments based on risk tolerance interacting with clients meeting with clients on regular basis to discuss their financial goals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-31
  • S66 Uniform Combined State Law Examination
    2008-03-31

View on SEC IAPD

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