Charles Gregory Crothers

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 08/2022
  Mass Mutual Life Insurance Company
  Bala Cynwyd, PA
• 10/2004 → 08/2022
  Mml Investors Services
  Bala Cynwyd, PA
• 08/2022 → Present
  Commonwealth Financial Network
  Waltham, MA
• 08/2022 → Present
  Wealth And Income Solutions
  Bala Cynwyd, PA

Previous Registrations

• 2006-04-13 → 2022-08-10
  Mml Investors Services, Llc
  San Rafael, CA
  San Francisco, CA
  San Francisco, CA
  Radnor, PA
  Bala Cynwyd, PA

Other Businesses

Fixed insurance sales; as of 8/5/2022; 10% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-27
• S63 Uniform Securities Agent State Law Examination
  2004-11-17

Designations

• Certified Financial Planner