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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-11-09
CA RA APPROVED 2011-06-06
  • TX RA
    APPROVED
    Since 2011-11-09
  • CA RA
    APPROVED
    Since 2011-06-06

Branch Locations

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 12/2010 Present
Other Businesses

I*5878 For profit or not for profit: Name of outside business organization: Jean Y Kim Investment related: Address of business: Irvine, California 92606 Nature of business: Rental Property Position, title, association: , Start date of relationship: 1/2/2001 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-03
  • S66 Uniform Combined State Law Examination
    2011-06-03
Other Names
  • Jean Young Kaitlyn Kim
  • Jean Young Kim
  • Jean Y Kim
  • Jean K Wall
  • Jean Kim Wall

View on SEC IAPD

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