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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-09-15
  • CA RA
    APPROVED
    Since 2009-09-15

Branch Locations

Shasta, CA • United States

1405 North Victor Ave Suite 1C, Redding, CA 96003 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Chico CA 09/2009 Present
Clauser & Christie Wealth Services Chico CA 09/2009 12/2018
Raymond James Financial Services Advisors, Inc Chico CA 09/2009 Present
True Ride Redding CA 06/2018 03/2019
  • 09/2009 → Present
    Raymond James Financial Services
    Chico, CA
  • 09/2009 → 12/2018
    Clauser & Christie Wealth Services
    Chico, CA
  • 09/2009 → Present
    Chico, CA
  • 06/2018 → 03/2019
    True Ride
    Redding, CA
Previous Registrations
  • 2009-05-02 → 2009-09-11
    Chase Investment Services Corp.
    Chico, CA
    Oroville, CA
    Chico, CA
    Paradise, CA
  • 2008-06-23 → 2009-05-02
    Wamu Investments, Inc.
    Paradise, CA
    Oroville, CA
    Chico, CA
    Chico, CA
    Chico, CA
    Chico, CA
    Redding, CA
Other Businesses

(1) Name of Business: Neil Alex Christie Address: 1405 Victor Ave Ste C, Redding, CA, 96003-4859, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/10/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole officer and president of S Corp as support company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-20
S63 Uniform Securities Agent State Law Examination 2004-11-06
  • S65 Uniform Investment Adviser Law Examination
    2008-06-20
  • S63 Uniform Securities Agent State Law Examination
    2004-11-06
Other Names
  • Neil Christie

View on SEC IAPD

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