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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-10 |
Branch Locations
17177 Preston Rd., Suite 360, Dallas, TX 75248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A. G. Edwards & Sons, Inc. | Fort Worth | TX | 09/2004 | 03/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2025 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-01 |
| S66 | Uniform Combined State Law Examination | 2004-11-24 |
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