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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-29 |
| TX | RA | APPROVED | 2020-06-26 |
Branch Locations
218 Harbor Drive South, Venice, FL 34285 • United States
6901 Professional Pkwy E. Suite 107, Sarasota, FL 34240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Venice | FL | 05/2011 | 06/2020 |
| Stifel Nicolaus & Co Inc | Venice | FL | 06/2020 | Present |
1. SODO Design LLC; 1530 Blue Heron Dr, Sarasota, FL 34239; Interior Design Business; Vice President; None; 01/01/2007; 2 Hours per Year; During Securities Trading Hours; Not Investment-Related. 2. Church of the Redeemer: Men's Ministry; 222 South Palm Ave, Sarasota, FL 34236; Spread the Word of God; Lead a group of men; Servant Leader; 01/01/2021; 5 Hours per Week; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-15 |
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