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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-28 |
| TX | RA | APPROVED | 2018-08-28 |
Branch Locations
5 Park Plz 19Th & 20Th Fls, Irvine, CA 92614 • United States
Laguna Beach, CA • United States
Laguna Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Irvine | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | 01/2017 |
| Wells Fargo Clearing Services, Llc | Laguna Beach | CA | 08/2018 | Present |
| Wavecrest Holdings Llc | Laguna Beach | CA | 01/2017 | 08/2018 |
WAVE CREST HOLDINGS, LLC; INV RELATED; ALISO VIEJO, CA; 100% OWNERSHIP; START: 1/1/2017; HOURS: 5 PER MONTH - 0 DURIING TRADING; DUTIES: MANAGER/LANDLORD. TRUSTEE OF 401K FOR SELF; INV. RELATED; LAGUNA BEACH, CA; START DATE 1/13/2020. TRUSTEE FOR BROTHER'S TRUST; INV. RELATED; LADERA RANCH, CA; START DATE 8/2008; 0 HRS PER MONTH. WAVE CREST HOA, INV RELATED, DEL MAR, CA, BOARD MEMBER, START 10/19/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, DISCUSSING OPERATIONS AND OPPORTUNITIES AT ASSOCIATION. TRUSTEE OF 401K FOR SPOUSE; INV. RELATED; LAGUNA BEACH, CA; START DATE 1/2020; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-10 |
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