Robert James Boshar

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2021-03-04

NH RA
APPROVED

Since 2021-03-04

Branch Locations

Newington, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	Wakefield	MA	08/2004	01/2021
The Prudential Insurance Company Of America	Wakefield	MA	08/2004	01/2021
Lpl Financial Llc	Portsmouth	NH	03/2021	Present

08/2004 → 01/2021

Pruco Securities, Llc

Wakefield, MA
08/2004 → 01/2021

The Prudential Insurance Company Of America

Wakefield, MA
03/2021 → Present

Lpl Financial Llc

Portsmouth, NH

Previous Registrations

2017-03-03 → 2021-02-02

Pruco Securities, Llc.

Dover, NH

Wakefield, MA

Wakefield, MA

Other Businesses

1)3/2021- BAY FINANCIAL ASSOCIATES LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- WALTHAM, MA- 120hrs/mth 2)3/2021- NON-VARIABLE INSURANCE- Agent selling Group Life & Health, Long-Term Care, Disability Income Protection, Fixed Annuity, Whole Life, Term and Universal Life- Inv. Related- PORTSMOUTH NH - start date 1/1/2021- 40hrs/mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-02-27
S63	Uniform Securities Agent State Law Examination	2004-10-07

S65 Uniform Investment Adviser Law Examination

2017-02-27
S63 Uniform Securities Agent State Law Examination

2004-10-07

Other Names

Robert Boshar

View on SEC IAPD