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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2015-10-26
MD RA APPROVED 2015-10-22
TX RA APPROVED_RES 2011-06-21
PA RA APPROVED 2010-03-10
  • DC RA
    APPROVED
    Since 2015-10-26
  • MD RA
    APPROVED
    Since 2015-10-22
  • TX RA
    APPROVED_RES
    Since 2011-06-21
  • PA RA
    APPROVED
    Since 2010-03-10

Branch Locations

7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 03/2010 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
Previous Registrations
  • 2005-06-03 → 2010-02-24
    Td Wealth Management Services Inc.
    Philadelphia, PA
    Philadelphia, PA
Other Businesses

NOTARY PUBLIC; NOT INV RELATED; STATE OF MARYLAND; START DATE 4/25/2024; LESS THAN 1 HOUR PER MONTH; 0 DURING TRADING; NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-02
  • S66 Uniform Combined State Law Examination
    2005-06-02

View on SEC IAPD

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