Roberto C. Guiot

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 12/2020
  Compass Bank
  Birmingham, AL
• 09/2011 → 12/2020
  Bbva Wealth Solutions Inc.
  The Woodlands, TX
• 05/2013 → 12/2020
  Bbva Securities Inc.
  The Woodlands, TX
• 04/2012 → 12/2020
  Bbva Compass Insurance Agancy, Inc.
  Austin, TX
• 12/2020 → Present
  Morgan Stanley Smith Barney Llc
  The Woodlands, TX
• 01/2021 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2011-09-20 → 2020-12-07
  Pnc Managed Account Solutions, Inc.
  Houston, TX
  Houston, TX
  Houston, TX
  The Woodlands, TX
• 2004-12-16 → 2006-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Boston, MA

Other Businesses

1. *419888- Rental property; Investment related- Yes; The Woodlands, Texas; Real Estate; Owner of the property (proprietor, partner, officer, director, employee, trustee, agent) ; 11/2020; During business hours: 0; After business hours: 0.5; Property Management 2. *419893- Rental property; Investment related- Yes; The Woodlands, Texas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent) ; 07/2013; During business hours: 0; After business hours: 0.5; Property Management 4. *420740 - Rental Property; Investment related Yes; The woodlands, TX; Real Estate; Sole Proprietor/Owner; (proprietor, partner, officer, director, employee, trustee, agent); Nov 2013; During business hours: 0; After business hours: 0. 5. *536619 - Rental Property; Investment related Yes; Zapopan Jalisco, Mexico; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023 ; During business hours:0; After business hours: 0.5; Administrative 6. *549768 - Rental Property; Investment related Yes; The Woodlands, Texas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2023 ; During business hours: 0; After business hours: 5; Administrative.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-26
• S66 Uniform Combined State Law Examination
  2004-12-15

Other Names

• Roberto C Guiot