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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-10 |
| FL | RA | APPROVED | 2023-07-28 |
Branch Locations
10199 Southside Blvd Ste 200, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 05/2016 | 08/2023 |
| Minnestoa Life Insurance Co | St Paul | MN | 05/2016 | 08/2023 |
| Capital Financial Strategies | Jacksonville | FL | 05/2016 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2023 | Present |
| Graham Family Farms, Llc | Andersonville | GA | 08/2023 | Present |
1) PRINCIPAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: , Jacksonville FL , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: GRAHAM FAMILY FARMS, LLC; INVESTMENT RELATED: NO; ADDRESS: 361 PENNINGTON RD ANDERSONVILLE, GA 31711; NATURE OF BUSINESS: PINE TREE FARM; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PINE TREE FARM, MAINTAIN PINE TREES; 3) NAME OF OTHER BUSINESS: CAPITAL FINANCIAL STRATEGIES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2016, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-12 |
| S65 | Uniform Investment Adviser Law Examination | 2006-09-12 |
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