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Rui B Pacheco

Citizens Securities, Inc.

Johnston, RI

Westwood, MA

CRD 4857265

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2014-12-05
  • RI RA
    APPROVED
    Since 2014-12-05

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Johnston RI 10/2014 06/2024
Citizens Securities, Inc. Johnston RI 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-15
S63 Uniform Securities Agent State Law Examination 2005-01-10
  • S66 Uniform Combined State Law Examination
    2010-10-15
  • S63 Uniform Securities Agent State Law Examination
    2005-01-10

View on SEC IAPD

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