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Kole G Bosworth

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-07
TX RA APPROVED 2021-09-08
  • AZ RA
    APPROVED
    Since 2024-10-07
  • TX RA
    APPROVED
    Since 2021-09-08

Branch Locations

58 South River Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Nashville TN 03/2016 06/2021
Prospera Financial Services Dallas TX 07/2021 08/2021
Morgan Stanley Tempe AZ 09/2021 Present
  • 03/2016 → 06/2021
    Nashville, TN
  • 07/2021 → 08/2021
    Prospera Financial Services
    Dallas, TX
  • 09/2021 → Present
    Tempe, AZ
Previous Registrations
Other Businesses

1. *392983 - Self Rental Property; Investment related - Yes; Dallas, Texas; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2020; During business hours: 0; After business hours: 2. 2. MR. BOSWORTH IS OWNER OF A RENTAL PROPERTY LOCATED AT 99 FERN AVE, NASHVILLE, TN 37207. THIS BUSINESS IS NOT INVESTMENT RELATED. SPENDING 1-95 OF HIS TIME NONE DURING MARKET HOURS CONDUCTING THIS BUSINESS. COMPENSATION OF THIS BUSINESS REPRESENTS 1-9% OF MR. BOSWORTH ANNUAL INCOME. 494784- KBoz LLC; Investment related Yes; Dallas, Texas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 4; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-15
S63 Uniform Securities Agent State Law Examination 2004-10-15
  • S66 Uniform Combined State Law Examination
    2009-09-15
  • S63 Uniform Securities Agent State Law Examination
    2004-10-15
Other Names
  • Kole Gordon Bosworth
  • Kole Gordan Boswrth
  • Kole Gordan Bosworth
  • Kole Bosworth
  • Kole G Bosworth
  • Kole G Jewell

View on SEC IAPD

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