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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-07 |
| TX | RA | APPROVED | 2021-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Nashville | TN | 03/2016 | 06/2021 |
| Prospera Financial Services | Dallas | TX | 07/2021 | 08/2021 |
| Morgan Stanley | Tempe | AZ | 09/2021 | Present |
1. *392983 - Self Rental Property; Investment related - Yes; Dallas, Texas; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2020; During business hours: 0; After business hours: 2. 2. MR. BOSWORTH IS OWNER OF A RENTAL PROPERTY LOCATED AT 99 FERN AVE, NASHVILLE, TN 37207. THIS BUSINESS IS NOT INVESTMENT RELATED. SPENDING 1-95 OF HIS TIME NONE DURING MARKET HOURS CONDUCTING THIS BUSINESS. COMPENSATION OF THIS BUSINESS REPRESENTS 1-9% OF MR. BOSWORTH ANNUAL INCOME. 494784- KBoz LLC; Investment related Yes; Dallas, Texas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 4; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-15 |
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