Best Investors Account Sign in

John R Huber

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Montclair, NJ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-05
TX RA APPROVED_RES 2022-11-01
CT RA APPROVED 2022-10-17
  • NJ RA
    APPROVED
    Since 2023-05-05
  • TX RA
    APPROVED_RES
    Since 2022-11-01
  • CT RA
    APPROVED
    Since 2022-10-17

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Montclair, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 04/2007 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 10/2022 Present
Previous Registrations
  • 2007-09-21 → 2022-10-14
    Citigroup Global Markets Inc.
    Long Island City, NY
    Long Island City, NY
    Long Island City, NY
    New York, NY
    New York, NY
    Long Island City, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Washington, DC
    Short Hills, NJ
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-14
S63 Uniform Securities Agent State Law Examination 2005-05-07
  • S65 Uniform Investment Adviser Law Examination
    2007-05-14
  • S63 Uniform Securities Agent State Law Examination
    2005-05-07
Other Names
  • John Huber
  • John Riling Huber

View on SEC IAPD

Other Firms

COUNTERPOINTE INVESTMENT MANAGEMENT LLC
K2/D&S MANAGEMENT CO., L.L.C.
LONGRANGE CAPITAL, L.P.
DWM ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CONCENTRIC CAPITAL STRATEGIES L.P.
INTEGRA GLOBAL ADVISORS LLC
MEASURE 8 VENTURE PARTNERS

Other Investors

CLAUDINE ANTOINETTE SPENCE
RONALD JOHN SCHULER
PAUL JON ACKERLEY
PATRICK J MCSTAY
LENNY CASTAGNA
SCOTT MICHAEL BARTONE
Anthony Vollmer
Kristen Sue Clark

Other Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
MEASURE 8 VENTURE PARTNERS · STAMFORD, CT

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor