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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-02 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
525 Main Street, Kerrville, TX 78028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Asset Management, Inc | Monument | CO | 11/2005 | 09/2019 |
| Frost Brokerage Services, Inc. | Kerrville | TX | 06/2026 | Present |
| Frost Investment Advisors | Kerrville | TX | 06/2026 | Present |
| National Securities Corporation | Boerne | TX | 09/2019 | 11/2021 |
| National Asset Management | Boerne | TX | 04/2020 | 11/2021 |
| Hilltop Securities Inc. | Dallas | TX | 12/2021 | 05/2026 |
(1) Chipmunk Cabin LLC; Investment Related; Cloudcroft, NM; Short-Term Rental Property; Owner; Started 1/2026; Approx. 1hr/mo; Not during securities trading hrs; Local contact/co-host handles day to day responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-10 |
| S66 | Uniform Combined State Law Examination | 2004-11-23 |
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