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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Omaha | NE | 02/2014 | 12/2022 |
| Charles Schwab Bank, Ssb | Omaha | NE | 07/2022 | Present |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 03/2014 | 12/2022 |
| Charles Schwab & Co., Inc. | Omaha | NE | 01/2022 | Present |
| Charles Schwab And Co., Inc. | Omaha | NE | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-10 |
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