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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-01 |
| CT | RA | APPROVED | 2021-06-25 |
Branch Locations
800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Westbrook | CT | 09/2004 | 06/2021 |
| Daniel Guerra | Madison | CT | 01/2011 | Present |
| Mass Mutual Life Insurance Company | Guilford | CT | 06/2021 | Present |
| Mml Investors Services | Guilford | CT | 06/2021 | Present |
(1)NAME: DANIEL GUERRA LLC INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: LLC POSITION: OWNER START DATE: 1/31/2012 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC USED TO PAY FA BUSINESS EXPENSES.. (2)NAME: DANIEL GUERRA INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: HIGH SCHOOL WRESTLING OFFICIAL POSITION: OFFICIAL START DATE: 1/1/2011 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OFFICIATING HIGH SCHOOL WRESTLING MATCHES (3)NAME: DANIEL GUERRA INV REL: Y ADD: 158 GLENWOOD RD CLINTON CT 06413 NATURE: RENTAL INCOME POSITION: OWNER START DATE: 1/1/2018 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LANDLORD/RENTAL PROPERTY. (4) NAME: DANIEL GUERRA INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INDEPENDENT INSURANCE AGENT START DATE: 11/22/2022 NO HRS/MO: 2 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE(TERM/UNIVERSAL/WHOLE), DISABILITY, LONG-TERM CARE, FIXED ANNUITIES AND HEALTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-26 |
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