Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-01
CT RA APPROVED 2021-06-25
  • TX RA
    APPROVED_RES
    Since 2024-10-01
  • CT RA
    APPROVED
    Since 2021-06-25

Branch Locations

800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Westbrook CT 09/2004 06/2021
Daniel Guerra Madison CT 01/2011 Present
Mass Mutual Life Insurance Company Guilford CT 06/2021 Present
Mml Investors Services Guilford CT 06/2021 Present
  • 09/2004 → 06/2021
    Waddell & Reed, Inc
    Westbrook, CT
  • 01/2011 → Present
    Daniel Guerra
    Madison, CT
  • 06/2021 → Present
    Mass Mutual Life Insurance Company
    Guilford, CT
  • 06/2021 → Present
    Mml Investors Services
    Guilford, CT
Previous Registrations
  • 2005-06-07 → 2021-06-29
    Waddell & Reed
    Hartford, CT
    Westbrook, CT
    Hartford, CT
    Hamden, CT
    Hartford, CT
    Shelton, CT
Other Businesses

(1)NAME: DANIEL GUERRA LLC INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: LLC POSITION: OWNER START DATE: 1/31/2012 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC USED TO PAY FA BUSINESS EXPENSES.. (2)NAME: DANIEL GUERRA INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: HIGH SCHOOL WRESTLING OFFICIAL POSITION: OFFICIAL START DATE: 1/1/2011 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OFFICIATING HIGH SCHOOL WRESTLING MATCHES (3)NAME: DANIEL GUERRA INV REL: Y ADD: 158 GLENWOOD RD CLINTON CT 06413 NATURE: RENTAL INCOME POSITION: OWNER START DATE: 1/1/2018 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LANDLORD/RENTAL PROPERTY. (4) NAME: DANIEL GUERRA INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INDEPENDENT INSURANCE AGENT START DATE: 11/22/2022 NO HRS/MO: 2 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE(TERM/UNIVERSAL/WHOLE), DISABILITY, LONG-TERM CARE, FIXED ANNUITIES AND HEALTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-06
S63 Uniform Securities Agent State Law Examination 2005-01-26
  • S65 Uniform Investment Adviser Law Examination
    2005-06-06
  • S63 Uniform Securities Agent State Law Examination
    2005-01-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Guilford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor