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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-06 |
| SC | RA | APPROVED | 2026-02-06 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Ridgewood, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Ridgewood | NJ | 02/2016 | 11/2017 |
| Tiaa | Hackensack | NJ | 11/2017 | 01/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Hackensack | NJ | 11/2017 | 01/2019 |
| Sanford C. Bernstein | New York | NY | 01/2019 | 07/2019 |
| Alliancebernstein L.P. | New York | NY | 01/2019 | 07/2019 |
| Unemployed | Ridgewood | NJ | 08/2019 | 04/2020 |
| Maltin Wealth Management, Inc. | Wyckoff | NJ | 04/2020 | 10/2021 |
| Unemployed | Ridgewood | NJ | 11/2021 | 01/2022 |
| Kestra Investment Services, Llc | Paramus | NJ | 01/2022 | 11/2022 |
| Kestra Advisory Services, Llc | Paramus | NJ | 01/2022 | 11/2022 |
| Wells Fargo Bank | Paramus | NJ | 12/2022 | 09/2024 |
| Wells Fargo Clearing Services | Paramus | NJ | 03/2023 | 09/2024 |
| Alliancebernstein Lp | New York | NY | 09/2024 | 02/2026 |
| Sanford C. Bernstein | New York | NY | 09/2024 | 02/2026 |
| Lpl Financial Llc | Fort Mill | SC | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-07-20 |
| S65 | Uniform Investment Adviser Law Examination | 2012-03-12 |
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