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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-09 |
| SC | RA | APPROVED | 2024-07-19 |
| VA | RA | APPROVED | 2024-07-16 |
| FL | RA | APPROVED | 2024-07-15 |
| GA | RA | APPROVED | 2024-07-15 |
| ME | RA | APPROVED | 2024-07-15 |
| MD | RA | APPROVED | 2024-07-15 |
| NH | RA | APPROVED | 2024-07-15 |
| NC | RA | APPROVED | 2024-07-15 |
| PA | RA | APPROVED | 2024-07-15 |
| NJ | RA | APPROVED | 2024-07-12 |
| NY | RA | APPROVED | 2024-06-03 |
Branch Locations
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | Chicago | IL | 07/2015 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2019 | 12/2019 |
| Self Employed | New York | NY | 11/2017 | 01/2019 |
| Bank Of America, N.A. | New York | NY | 01/2019 | 12/2019 |
| Charles Schwab Premier Bank, Ssb | New York | NY | 06/2020 | 01/2024 |
| Charles Schwab & Co., Inc. | New York | NY | 06/2020 | 01/2024 |
| Cornell University | New York | NY | 07/2019 | Present |
| Td Private Clients Wealth Llc | New York | NY | 06/2024 | Present |
| Td Bank N.A. | New York | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 2014-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-22 |
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