Ryan Warner Rothermund

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → Present
  Morgan Stanley Smith Barney
  Scottsdale, AZ

Previous Registrations

• 2009-06-01 → 2012-09-21
  Morgan Stanley
  Scottsdale, AZ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Scottsdale, AZ
• 2006-06-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Scottsdale, AZ

Other Businesses

(1)UNITED FOOD BANK - MESA, AZ, FINANCE COMMITTEE

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-09
• S63 Uniform Securities Agent State Law Examination
  2004-10-14

Designations

• Chartered Financial Consultant

Other Names

• Ryan Kerns
• Ryan Warner Kerns