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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-01 |
| CT | RA | APPROVED | 2000-08-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Stamford | CT | 07/2000 | Present |
| Bank Of America,Na | Stamford | CT | 09/2009 | Present |
I*3298292 Entity Type: N/A Name of OBA: MLPF&S Cust FBO J M. K SCSD IRA FBO A K. S Address: Old Greenwich, Connecticut, 6870 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/04/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-27 |
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